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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q194-Q199):
NEW QUESTION # 194
Pursuant to the White House Executive Order of November 2023, who is responsible for creating guidelines to conduct red-teaming tests of AI systems?
- A. National Institute of Standards and Technology (NIST).
- B. Office of Science and Technology Policy (OSTP).
- C. Department of Homeland Security (DHS).
- D. National Science and Technology Council (NSTC).
Answer: A
Explanation:
According to the White House Executive Order on the Safe, Secure, and Trustworthy Development and Use of Artificial Intelligence (Executive Order 14110), the responsibility for creating guidelines to conduct red-teaming tests of AI systems falls to the National Institute of Standards and Technology (NIST). Specifically, the Executive Order directs NIST to establish guidelines and best practices for developing and deploying safe, secure, and trustworthy AI systems, including the creation of standards and procedures for developers to conduct AI red- teaming tests.
NEW QUESTION # 195
An AI start-up is developing a system for automated loan approvals. The team wants to minimize risks of bias and regulatory non-compliance. They have already identified potential stakeholders, including regulators and consumer groups.
What is the most appropriate sequence of next steps?
- A. Conduct harm analysis,
Benchmark system performance,
Proceed to deployment if the system performs similarly. - B. Perform a probability/severity analysis,
Apply a risk mitigation hierarchy to address the most severe risks,
Conduct pre-deployment pilot testing. - C. Launch a small-scale pilot,
Gather user feedback,
Afterward analyze harms. - D. Enable explainability tools to reassure users,
Launch pilot,
Map risks during deployment.
Answer: B
Explanation:
The correct answer is C because it follows a structured, risk-based AI governance approach aligned with best practices and regulatory expectations. AI governance frameworks emphasize identifying and assessing risks through probability and severity analysis before deployment. This allows organizations to prioritize the most critical risks, such as bias and discrimination in loan approvals. Applying a risk mitigation hierarchy ensures that controls are implemented proactively rather than reactively. Only after risks are assessed and mitigated should pilot testing occur to validate system performance in a controlled environment. Other options either delay risk assessment until after deployment or focus on limited aspects like benchmarking or explainability without addressing core risk management principles. A proactive, risk-first approach is essential for compliance, fairness, and responsible AI deployment.
NEW QUESTION # 196
Scenario:
An organization wants to leverage its existing compliance structures to identify AI-specific risks as part of an ongoing data governance audit.
Which of the following compliance-related controls within an organization ismost easily adaptedto identify AI risks?
- A. Penetration testing
- B. Privacy training
- C. Transfer risk assessments
- D. Privacy impact assessments
Answer: D
Explanation:
The correct answer isD - Privacy impact assessments (PIAs). These aredirectly adaptablefor identifying risks in AI systems, particularly around data usage, bias, and individual impacts.
From the AIGP ILT Guide - Risk Management Module:
"PIAs and DPIAs are existing tools used in privacy compliance that can be extended to evaluate the risks of AI, including fairness, explainability, and legality." AI Governance in Practice Report2025further explains:
"Organizations can adapt privacy impact assessments to evaluate the ethical, legal, and technical risks posed by AI systems. They provide a structured and recognized method." PIAs are preferable over general security practices (like pen testing) which do not address algorithmic bias or legal compliance directly.
NEW QUESTION # 197
You are a privacy program manager at a large e-commerce company that uses an AI tool to deliver personalized product recommendations based on visitors' personal information that has been collected from the company website, the chatbot and public data the company has scraped from social media.
A user submits a data access request under an applicable US state privacy law, specifically seeking a copy of their personal data, including information used to create their profile for product recommendations.
What is the most challenging aspect of managing this request?
- A. The data subject is not entitled to receive a copy of their data because some of it was scraped from public sources.
- B. Some of the visitor's data is synthetic data that the company does not have to provide to the data subject.
- C. Some of the data subject's data is unstructured data and you cannot untangle it from the other data, including information about other individuals.
- D. The data subject's data is structured data that can be searched, compiled and reviewed only by an automated tool.
Answer: C
Explanation:
Unstructured data that cannot be easily separated from information about other individuals makes fulfilling the data access request complex while ensuring privacy for others.
NEW QUESTION # 198
CASE STUDY
A global marketing agency is adapting a large language model ("LLM") to generate content for an upcoming marketing campaign for a client's new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.
The marketing agency is accessing the LLM through an application programming interface ("API") developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address Al governance.
The marketing company has:
* Entered into a contract with the technology company with suitable representations and warranties.
* Completed an impact assessment on the LLM for this intended use.
* Built technical guidance on how to measure and mitigate bias in the LLM.
* Enabled technical aspects of transparency, explainability, robustness and privacy.
* Followed applicable regulatory requirements.
* Created specific legal statements and disclosures regarding the use of the Al on its client's advertising.
The technology company has:
* Provided guidance and resources to developers to address environmental concerns.
* Build technical guidance on how to measure and mitigate bias in the LLM.
* Provided tools and resources to measure bias specific to the LLM.
* Enabled technical aspects of transparency, explainability, robustness and privacy.
* Mapped and mitigated potential societal harms and large-scale impacts.
* Followed applicable regulatory requirements and industry standards.
* Created specific legal statements and disclosures regarding the LLM. including with respect to IP and rights to data.
Which stakeholder is responsible for the lawful collection of data used to train the foundational AI model?
- A. The marketing agency
- B. The data aggregator
- C. The tech company
- D. The marketing agency's client
Answer: C
Explanation:
The correct answer isB - The tech company. The party thatdevelops and trains the foundational modelis responsible for ensuring thelawful collection of training data.
From the AIGP ILT Guide - Foundational Models & Data Governance:
"Responsibility for the lawfulness of data collection typically lies with the party that trains the model- usually the provider or developer of the foundational model." AI Governance in Practice Report2025confirms:
"General Purpose AI providers are required to ensure that training data is lawfully acquired, including compliance with intellectual property and privacy requirements." The marketing agency is only auserordownstream integrator, not responsible for original data collection.
NEW QUESTION # 199
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